Audit Compliance Manager

Our client, a reputable, established American bank is looking for an audit manager of compliance and operations. This individual will play a critical role in ensuring the bank's adherence to regulatory requirements and operational policies. This position will lead and execute comprehensive audits, provide recommendations for improving internal controls, and support the development of audit strategies that enhance the bank's risk management framework.

Key Responsibilities:

• Lead and manage audits of compliance and operational functions, ensuring adherence to regulatory requirements and internal policies.
• Develop and execute audit plans, including risk assessments, audit programs, and testing procedures.
• Identify and evaluate risks and controls, providing recommendations for process improvements and control enhancements.
• Prepare clear and concise audit reports, summarizing findings, recommendations, and management responses.
• Collaborate with management to develop action plans for addressing audit findings and monitor progress on remediation efforts.
• Stay updated on regulatory changes and industry best practices to ensure the bank's compliance and operational audits are effective and relevant.
• Provide guidance and mentorship to junior audit staff, fostering a culture of continuous improvement and professional development.
• Coordinate with external auditors and regulatory examiners as needed.
• Participate in special projects and investigations as assigned.

Qualifications:

• Bachelor's degree in Accounting, Finance, Business Administration, or a related field. A Master's degree or professional certifications (e.g., CIA, CISA, CPA) are preferred.
• Minimum of 5 years of experience in internal audit, compliance, or operations within the banking or financial services industry.
• Strong knowledge of banking regulations, compliance requirements, and operational processes.
• Proven experience in leading and managing audit engagements, with a focus on compliance and operations.
• Excellent analytical, problem-solving, and decision-making skills.
• Strong communication skills, both written and verbal, with the ability to present complex information clearly and concisely.
• High level of integrity, professionalism, and attention to detail.
• Ability to work independently and as part of a team in a fast-paced, dynamic environment.
• Proficiency in audit software and Microsoft Office Suite.