CFGI’s Post

FORVIS is a proud sponsor of National Conference on the Securities Industry. Please join #LanceDeal and me to learn more about our broker-dealer practice, our perspective on daily computation of 15c3-3, automating your daily capital charge calculation. #brokerdealers #SIFMA #AICPA #securtities #capitalmarkets

 🚀 Navigating the #EMIRRefit: Your Path to Compliance with Point Nine 🚀 As the #EMIR Refit deadline swiftly approaches, the challenge of achieving compliance looms large. If the thought of managing this daunting task in-house is overwhelming, consider the strategic advantage of outsourcing your reporting needs. Over the past two months, we've partnered with numerous clients, providing them a lifeline through our tailored managed services. At Point Nine, we specialise in equipping businesses like yours for the imminent regulatory changes across the EU with minimal hassle and maximum efficiency. Especially for those navigating the complexities of EMIR UK reporting, the time to act is now. September's changes are on the horizon, and preparation is key. Curious about how we can streamline your path to EMIR readiness? 🌟 Reach out to me here at Point Nine. Let's explore how we can tailor our services to ensure your business not only meets but exceeds compliance expectations. #PointNine #ComplianceMadeEasy #FinancialServices #RegulatoryReporting #EMIRReady

Point Nine Reflecting on the past decade since the #EMIR regulations came into play, it's clear to see how complexities have multiplied, especially with the impending Refit. Understandably, it can be overwhelming for firms to ensure readiness in due time. But, here's the good news - there is a simpler way! Consider making a strategic move! Delegate your reporting tasks to Point Nine experts known for a solid record of a 99.95% successful submission rate and regular, dedicated supervision of your trades. This approach not only ensures accuracy but also offers peace of mind and more time for you to focus on other business aspects. Let's explore this opportunity further and discuss how Point Nine can ease your #EMIRRefit journey. Reach out today! #PointNine #forex #fx #forexbroker #forexmarket #regulation #cysec #FCA #ASIC #fintech #regtech #EMIR #MiFiR #ESMA #regulatoryreporting #brokers #funds #asettmanagers #regulatoryreporting #mifidii #asic #cftc #planningforsuccess #emirrefit #tradereporting #transactionreporting

As the EU's EMIR Refit deadline swiftly approaches, decisive action is more important than ever. The regulatory landscape is rapidly changing and it's crucial that businesses adapt in time to ensure compliance. For those of you in the throes of this challenge, know that Point Nine stands ready to support you. Our expertise in outsourcing regulatory reporting needs has already seen numerous clients come to us for help with the EMIR Refit in as the next deadline approaches, we're more prepared than ever to guide even more businesses through the process. The clock ⏰ is ticking, and delaying necessary measures could lead to complications 🫤 By partnering 🤝 with us not only will you stay compliant ✅, but you will also have the opportunity to allocate your resources more effectively, concentrating on your core business objectives. 💰 Interested in knowing more? Don't hesitate to reach out for a conversation. Colin Birchall Now is the time to take action and we are here to facilitate that process. Looking forward to helping you navigate this process with ease.

🔎 The #EMIR Refit will be upon us in 8 and 13 months respectively for the EU & UK. 🔍 Are you ready?🧐 have you started testing 😱? One solution is to outsource your #RegulatoryReporting to Point Nine. With our industry leading managed service we offer more to have you ready for the forthcoming changes. What our latest Vlog 📹  find out more! #PointNine #forex #fx #forexbroker #forexmarket #regulation #FCA #fintech #regtech #EMIR #MiFiR #ESMA #regulatoryreporting #brokers #funds #asettmanagers #regulatoryreporting #emir #refit #mifidii #asic #cftc #planningforsuccess #emir #emirrefit #tradereporting #transactionreporting

Knowledge is your shield against risk. At Topline Securities, we empower you with the insights you need. Invest wisely, know confidently. #RiskManagement #InvestWithKnowledge #PSX

The Operations Certificate Programme is ICMA’s flagship securities operations course, providing a comprehensive analysis of the processing of securities and derivatives. The course will teach participants how to apply best-practice standards to the processing of debt and equity securities and derivatives across the entire trade lifecycle. Find out more at https://lnkd.in/eJ59kNe8 #capitalmarkets #operations #securities #derivatives

A good explanation of how the UPI will bridge the gap between entity and instrument level identifiers helping to aggregate data in the OTC derivatives space.

The wealth of information and comment available on the Unique Product Identifier (UPI) is vast with the The Derivatives Service Bureau (DSB) Ltd doing an excellent job at providing a knowledge base covering all asset classes. Hopefully I've distilled enough of the key content into this blog. #otc #derivatives #ipv #identifers #tradereporting #riskmanagement #productcontrol #trading

Identifying and tracking trades is actually more nuanced than most people realise. The first question to ask when reviewing trade data is "what am I looking at" ... at times that can be harder than it should be. Initiatives like this can only help to ease the pain.